Also written by Mason Braswell:
FINRA Teaches Ex-Merrill Broker a Lesson on the High Cost of College
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UBS Forming Business to Service Independent Advisors

AdvisorHub

UBS is setting up a business to sell products and services through independent advisors in the U.S., the second big traditional brokerage firm to see opportunity—or at least expedience—in servicing the burgeoning independent channel.

Joseph P. Connellan, a managing director who joined the Swiss banking giant’s wealth arm last month after 31 years at Citigroup, is listed as head of Wealth Management USA Independent Advisor Channel in a firm directory, according to UBS sources.